Stephens Financial Services is affiliated with Dorsey & Company, Inc. as our broker dealer. Dorsey & Company is a New Orleans based securities firm, which since its founding in 1959 has been serving the needs of multiple generations of Gulf South investors. Locally owned and operated, the firm was founded by George P. Dorsey, whose son Philip J. Dorsey, serves as president today.
This local firm combines the capabilities of a large national firm with the best practices of a smaller esteemed firm. Dorsey & Company is dually registered as both a broker-dealer and an investment adviser registered with the Securities and Exchange Commission and various states. They are a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation).
For information you may visit their website www.dorseyco.com.