Partnerships
Our Affiliate, Dorsey & Company
Stephens Financial Services is affiliated with Dorsey & Company, Inc. as our broker dealer. Dorsey & Company is a New Orleans based securities firm, which since its founding in 1959 has been serving the needs of multiple generations of Gulf South investors. Locally owned and operated, the firm was founded by George P. Dorsey, whose son Philip J. Dorsey, serves as president today.
This local firm combines the capabilities of a large national firm with the best practices of a smaller esteemed firm. Dorsey & Company is dually registered as both a broker-dealer and an investment adviser registered with the Securities and Exchange Commission and various states. They are a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation).
For information you may visit their website www.dorseyco.com.
Prospera Financial Services
In today’s world of investing, more and more clients are choosing to use the services of independent financial professionals. With personalized attention and a dedication to detail, these advisors are driven by their clients’ needs and expectations of financial success.
Founded in 1982, Prospera Financial supports independent financial professionals across the country, offering a superior menu of investment choices, leading-edge technology, indispensable financial tools, expert investment planning and advice, and personalized service — so they can bring their clients the same. By operating with integrity, honesty and an unwavering commitment to the investor, Prospera supports the success of financial professionals — which can lead to success for the clients they serve. With a focus on a service and a strong set of core values, Prospera Financial has been named a 7-time Broker Dealer of the Year by ThinkAdvisor.
For information you may visit their website www.prosperafinancial.com.